Regulation

Company Information

Company Name	Registered Address	Country	Company Registered Number	Regulatory Body	Regulatory Registered Number
Navata Global Underwriting Limited t/a Navata		UK	02519540	FCA	312791
Thomas Miller Specialty GmbH		Germany	HRB 68929	DHIK	D-WDHA-L8LHU-86
Thomas Miller Specialty GmbH UK branch		UK	BR023047	FCA	977849
Thomas Miller Specialty (Singapore) Pte Limited		Singapore	202008489W	GIA	C005940
Thomas Miller Specialty Underwriting Agency Limited t/a Thomas Miller Specialty	Registered separately in 13 Canadian provinces	Canada	Branch of TMSUAL registered separately in 13 Canadian provinces	RIBO	R4105
Thomas Miller P&I Limited	London	UK	02920387	FCA	460811
Thomas Miller Insurance (Germany) GmbH	Hamburg	Germany	HR B 153627	IHK	D-DXNR-FHU04-59

Principles of Conduct for Insurance Intermediaries

To support best practice within the Canadian Insurance industry and meet Regulatory expectations for an Insurance Intermediary, TMS Canada is classified as a Broker but specialises in being a Managing General Agency. We will follow the same rules required as a broker and hence supporting the Canadian Insurance Services Regulatory Organizations (CISRO) Principles of Conduct for Insurance Intermediaries and the Registered Insurance Brokers of Ontario (RIBO) Code of Conduct.

Please find below some useful factsheets which are designed to help clients better understand what you can expect from RIBO licenced holders.

CISRO Conduct Guidance (ribo.com)

CISRO Principles of Conduct: Canadian Insurance Services Regulatory Organizations (CISRO) Principles of Conduct for Insurance Intermediaries (cisro-ocra.com)

RIBO Factsheet: RIBO_Conduct_Sheet_040622-fact_sheet.pdf (English)

RIBO Factsheet: RIBO_Fact_Sheet_FRE.pdf (French)